10-K, 10-Q, 8-K, S-1. Nope, not some new fad of alpha-numeric soup. They are SEC forms typically involved in securities filings. And if you are iffy on these forms or on recent developments in disclosure obligations and new SEC rules, then it may be just the time to seek a little CLE support in these areas.
And if you or other members of your legal department find yourself ready to sign up for a tutorial on SEC filings, you are in luck. The Practicing Law Institute (PLI) has been hosting live seminars on the subject. The Chicago seminar took place last week at the University of Chicago and the next live session will take place in San Francisco on November 12-13, 2009.
The topics covered in PLI's "Securities Filings 2009" include:

